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Thread: military doctrine evolution

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    Ok, I've been fairly absent lately and there doesnt seem to be much interesting discussion going on so I'm posting parts of my current reading. The authors, John Arquilla and David Ronfeldt, work for RAND.

    There may be some oddities in the formatting but I dont have time to clean it - enjoy.


    Information and the Evolution of Military Organization and Doctrine

    As we observe in earlier writings (Arquilla and Ronfeldt, 1997, 1998a), the history of military organization and doctrine is largely a history of the progressive development of four fundamental forms of engagement: the melee, massing, maneuver, and swarming. Briefly, warfare has evolved from chaotic melees in which every man fought on his own,to the design of massed but often rigidly shaped formations, and then to the adoption of maneuver. Swarming appears at times in this history, but its major advances as a doctrine will occur in the coming years. Organizations evolve according to the information that can be embedded in and processed by them. The skillful conduct of all modes of conflict requires information—both embedded structural information, so that people know (and are trained to know)
    what to do and why in an organized manner, and information-processing systems, so they can spot attacks and targets, identify friend from foe, and coordinate operations. Each stage in the progression noted above represents a higher level of organization, and each depends on the existence of ever more advanced information structuring. The distinction between information structuring and information processing—and the importance of emphasizing the structuring as well as the processing roles of information—is discussed in Arquilla and Ronfeldt, 1997, 1998b.
    This four-part analysis of the evolution of military organization and doctrine has its origins in the four-part
    framework about the organizational forms (tribes, institutions, markets, and networks) that lie behind longrange
    social evolution (see Ronfeldt, 1996).
    Stated another way, each stage is associated with a progression in the
    quantity and quality of information, from both structural and processing viewpoints.
    When there was little reason to train as a body, little ability to communicate during battle
    with one’s own forces, and only notional understandings of the opponent’s intentions,
    the free-for-all melee dominated. As means of signaling emerged (e.g., semaphores) and
    weaponry was introduced that benefited from coordinated fire (e.g., muskets), more
    controlled formations came into being (usually linear in nature). Further advances in
    organization and technology led to ever more supple maneuver capabilities, with mobile
    columns to some extent replacing linear formations (Van Creveld, 1989; Keegan, 1993).
    This progression in organization and doctrine—from the melee, to massing, to maneuver,
    and onward to swarming—appears in all the realms of war: on land, at sea, and in
    the air. While this progression applies mainly to the history of military warfare, it has
    counterparts in the history of social movements as well.
    The melee, a chaotic, undirected clash of arms at close quarters, is the earliest of the four
    to have appeared, and the least demanding in terms of organization and information.
    Massing probably began to emerge somewhere in our distant past, as it was noticed that,
    by remaining nearby one’s fellows, advantages were to be had. One might derive some
    protection, therefore, from being in a mass, as well as improve the overall striking power
    of the army. As massed formations took deliberate shape, battle became more of a
    bloody shoving match; but at least it featured somewhat cohesive sides.
    These early “ways of war” had to await advances in both organization and information
    flows before maneuver could emerge. But with the redesign of a generic armed force into
    several smaller units, each commanded by a field grade leader, the possibility of more
    complex operations arose. Some of the force could defend while the rest attacked, for
    example, enabling the rise of the essence of maneuver—which has always aimed at striking
    one small part of an enemy force with a larger mass of one’s own, crushing it in detail.
    The emergence of writing and literacy facilitated the rise of elaborate mass and maneuver
    operations. Writing made possible the conveyance of orders, both before and during
    battle, and made sense of the notion of creating many smaller units of maneuver beyond
    the immediate command of the leader. Later, along with mechanization, the spread of
    the telegraph and the radio fostered the development of more advanced maneuver doctrines.
    To these three traditional approaches to battle, we add a fourth: swarming. By this we
    mean the systematic pulsing of force and/or fire by dispersed, internetted units, so as to
    strike the adversary from all directions simultaneously. This does not necessitate sur-
    rounding the enemy, though swarming may include encirclement in some cases. Rather,
    emphasis is placed on forces or fires that can strike at will—wherever they will.
    Historically, there have been a few instances of this approach to battle. For example,
    swarming can be glimpsed in some ancient mounted armies (e.g., Parthians, Scythians,
    even the imperial Byzantine cavalry) that gave fits to phalanxes, legions, and other conventional
    military formations (see Edwards, 2000, for a historical overview). Better
    examples appear in the Mongol approach to war, in Mao Zedong’s concept of “Peoples
    War,” and in the Battle of Britain. But swarming could not come into its own as a major
    way of war, because its organizational and informational requirements are huge.
    Swarming has had to wait for the current information and communications revolution
    to unfold as robustly as did the earlier forms of fighting.
    Each of the four forms incorporates and builds upon what came before. Aspects of the
    melee remain in present-day close-in, hand-to-hand combat. And the role of mass lives
    on in more sophisticated, maneuver-oriented forms of battle (e.g., AirLand Battle); but it
    is much transformed. Massing is still a crucial element in maneuver—but it is massing at
    the “decisive point,” as Jomini, the great interpreter of Napoleonic strategy ([1838] 1992)
    called it, that counts most of all. Similarly, the melee will likely still have a role with the
    advent of swarming—but this nonlinear, very often close-in approach to fighting will be
    organized rather than chaotic. The information structuring (the “embedding” of all
    manner of information in the new military organizational forms) and processing done to
    prepare for and then to conduct battles will allow for controllable swarm tactics to
    emerge that may make an adversary think he is being overwhelmed in melee. But there
    will be far more structure to the attack than he may be able to discern. At least this is the
    ideal of the swarming concept—an ideal heavily reliant upon robust information flows
    and the development of junior-level officers who can think in high-level ways. Needless
    to say, these challenges for communications and command are substantial; and they
    suggest that a swarming force, when it fights close in, may often skitter along on the
    chaotic edge of an uncontrolled melee.
    Since the newest approach to war may contain within it the oldest, theorists and practitioners
    should remain alert to the persistence of all four forms. Mass and maneuver have
    not gone away and may persist even in a conflict spectrum that may one day be dominated
    by swarming. Indeed, one need only look at the maneuvers-gone-awry of Task
    Force Ranger in Somalia in 1993 (see Bowden, 1999) to observe that some adversaries
    may actually cultivate opportunities to engage in modern-day melees where they detect
    vulnerabilities in a major power’s operational stance.

    The Melee—Earliest Form of
    Organization (and Doctrine)

    The melee emerged out of necessity. Quite simply, for a long time there was virtually no
    way to maintain command or control of an armed force that had neither much organization
    nor smooth information flows. This was, basically, the primeval state of war, and
    it persisted for many millennia (Turney-High, 1949). Attempts to line up or face off
    against the enemy were sometimes made; but no battle plan or formation could persist
    well beyond the first clashing of arms. The only communications available were shouts
    and waving for the transmission of messages, and eyes and ears for reception. Battles
    often dissolved into bunching and rushing and flailing, man to man, rather like what
    may still be seen today in a chaotic bar, street, or gang fight.
    This chaotic form of war persisted into the historical era and dominated even among the
    first of the Asiatic empires of the Sumerians, Akkadians, as well as others. In Europe,
    during the dark feudal age after the fall of Rome, a period of technical stagnation and
    social dissolution, European warfare once again reverted to the melee—seemingly
    wiping out the gains in massing and maneuvering that constituted hard-won progress in
    military affairs made over many centuries, including by the Greeks and the Romans.
    The melee is found in all forms of early conflict. On land, the melee was a prominent
    form of fighting among countless primitive tribes and among the earliest empires. It may
    have been best exemplified, though, by the German resistance to Roman invasion in the
    early common era (9–18 A.D.). Led by Arminius, the Germans took good advantage of
    their heavily forested terrain to force the Romans into breaking their legionary formations,
    which resulted in fighting that consisted of a wild, extended series of small handto-
    hand combats. The Romans suffered a terrible loss at the outset of this struggle, in the
    Teutoberg Forest. But even after they rebounded, under the skillful Germanicus, winning
    at Idistaviso, the ferocity of the Germans convinced the Empire to expand no further
    than the Rhine and the Danube (Delbrueck, [1921] 1990, pp. 97–109, 149–159). After the
    fall of Rome in the fifth century, the next thousand years of European land warfare would
    be characterized generally by melees. Only the rise of the longbow would be able to
    break the spell of this form of warfare.
    At sea a similar pattern was followed, over roughly the same period, with troop-laden,
    oar-powered galleys always aiming at getting close enough to the enemy to be able to
    fight hand-to-hand melees like those on land. This pattern persisted even into the 16th
    century, as the Christian and Turkish fleets that fought at Lepanto in 1571 (see Figure 1)
    were closely and hotly engaged for the better part of a day. Even the widespread presence
    of firearms and naval artillery did not work against the melee. However, in 1588, the
    embryonic British Royal Navy would hold off the Spanish Armada with firepower alone,
    marking the end of the era of naval melees (see Rodgers, 1940; Padfield, 1988).
    Although air warfare did not emerge until the 20th century, it too followed the pattern of
    being dominated by the melee in its infancy. In this case, the air battles were called “dogfights,”
    a term that clearly evokes the chaotic nature of this mode of conflict. World War
    I in the air was dominated by the melee, since there was no way, beyond wing-waggling
    and hand signals, to control air forces during battle. Further, there were no electronic
    means of detecting enemy air movements under way, leading to a large number of
    unplanned “meeting engagements” (see Mitchell, [1928] 1960; Overy, 1997). Although
    this would change in World War II—and even more in subsequent wars—the aerial melee
    has never entirely disappeared; and dogfighting skills remain highly valued even in the
    missile age.
    Finally, at the level of social conflict, the melee has been evident from very early times. A
    good example is the social chaos that came with “mobocracy” as found in Plato’s
    recounting of Athenian life and political processes in the wake of the Peloponnesian War
    (ended in 404 B.C.), which culminated in the call for Socrates’ execution for “impiety”
    (see Stone, 1989). After the fall of Greece (which coincided closely with the death of
    Socrates), democracy seldom took hold, flaring up decisively only in the American and
    French Revolutions of the late 18th century. And in both—but especially the French
    case—mob-driven melees played important roles in popular conflicts with authorities.5
    Invention of the telegraph helped move social activism away from uncoordinated mob
    melees and toward something more strategic and purposive—as seen in the social revolutions
    of 1848 in Europe.


    Next Development: Massing

    As the ability to command and control ever-larger forces improved, it grew incumbent
    upon military leaders to achieve advantages in mass over their adversaries. Strategy and
    tactics came to focus upon the various means by which the most force could be brought
    together on the battlefield, to provide maximum shock and firepower. This new emphasis
    encouraged the growth of well-articulated formations, featuring stacking and a geometric
    approach to set-piece battles with clearly defined fronts and rear areas. A
    premium was placed on the ability to keep some forces nearby, but not hotly engaged, so
    as to make them available for “wave” attacks, and as a reserve of mass to be employed at
    the decisive point and time. Military doctrine became very hierarchically oriented in
    pursuit of mass, because the maintenance of formation was crucially important to the
    continuing ability to apply mass in battle.
    Written orders provided the first opportunity for armies to undertake field operations
    beyond the voice command of the general. But instructions alone could not guide a force
    engaged in a fluid, developing battle. For this, it grew necessary to develop signaling systems
    that would provide “real-time” aids for junior commanders. Thus, from mirrors,
    flags, and semaphores to the modern radio, signaling systems have played a vital role in
    the ability to apply mass on the battlefield. A further refinement favoring massing was
    the development of drilling routines, which both socialized the combat forces them-
    selves and provided the tactical means for getting them to the battle and ensuring that
    their impact would have maximum effect. In essence, the communications technologies
    were ever extending the “reach” of forces, and drilling routines were enhancing their discipline,
    ensuring that troops would enter battle at the peak of their combat potential
    (McNeill, 1982, pp. 125–132).
    The sixteen-deep ranks of the Greek phalanx were the ultimate expression of mass in the
    ancient world; and this formation gave Alexander the Great’s forces a massed “punch”
    that simply could not be equaled. His ability to apply this mass in battle, and to integrate
    its use with his mounted maneuver forces, gave him an advantage that was unequaled in
    his era. In particular, his victory over the Persian empire demonstrated that massing and
    maneuvering toward the “decisive point” in battle could allow an overall smaller force to
    defeat a much larger enemy in detail (see Fuller, 1960, pp. 147–199). The Persians had far
    greater numbers of troops, but their loose, undisciplined formations and inability to
    maintain command and control ensured that Alexander’s much smaller force would
    retain a decisive advantage.6
    The paradigm provided by Alexander would serve well when military affairs were revived
    during the Renaissance and the Enlightenment; and even as late as the Thirty Years’ War
    (1618–1648), his techniques of mass, drill, and discipline would remain decisive. Indeed,
    the zenith of mass-oriented battle may have been reached in the campaigns of the brilliant
    Swedish general Gustavus Adolphus, whose greatest victory, Breitenfeld (see Figure
    2), was a testament to the power of localized, concentrated mass. Of equal importance to
    Gustavus, though, was the discipline and drill of his forces, enabling him to blend skillfully
    the strengths of muskets (fire) and pikes (shock) into a battle-winning combined
    arms approach to warfare (Wedgwood, 1938; Liddell Hart, 1927; Roberts, 1967).
    At sea, the Royal Navy’s defeat of the Armada with massed firepower soon led to an
    emphasis on strict adherence to formations that kept ships close enough together to
    bring their combined firepower down on an opposing force in as well-timed a manner as
    possible. This led to the development of the “line of battle” and the “ship of the line.”
    Because of the emphasis on mass, naval doctrine (and formations) became very rigid.
    The exemplars of this approach to war at sea were the British and Dutch, who fought
    three bitter naval wars against each other during the 17th century. Each side enjoyed
    often brilliant leadership from their admirals: the Dutch from De Ruyter and Tromp, the
    British from Monck. What all three had in common was their devotion to the principle of
    mass and their ability to instill both the discipline and the drill necessary to fight in very
    compact, controlled formations for hours, sometimes days, on end (see Mahan, 1890;
    Barzun, 1944; and Marcus, 1961). This devotion to mass, seemingly for its own sake,
    would survive even the transition from sail to steam, and to long-range guns, and would
    characterize the Anglo-German engagement at Jutland in 1916 (see Bennett, 1964).

    Air warfare, too, would move from the melee to mass. Airpower pioneer Billy Mitchell
    himself noted that the Germans, late in World War I, did begin to move systematically
    away from the melee, toward massed formations. As he put it: “The Germans . . . sent
    their machines over in a mass . . . which were able to go anywhere they desired against
    the smaller forces of the French” ([1928] 1960, p. 152). After World War I, significant
    improvements were made in both the range and payload of aircraft. The rise of radar and
    radio also made tactical and strategic command and control of large air forces possible.
    All these advances hinted at the rise of a distinct form of war from the air, which many
    thought would change the nature of conflict (DeSeversky, 1942; Douhet, 1942). And every
    theorist of airpower expounded on the importance of mass, both for achieving maximum
    bombardment effects, and for the security of the aerial force itself. Indeed, one of
    the lead bombers of this era, the B-17, bristled with machine guns and was dubbed the
    “Flying Fortress” precisely because of the security it was thought to enjoy in closemassed
    squadron “box” formations. The use of airpower in World War II and even in
    Korea and Vietnam—although in these cases to a lesser extent—also represented the
    dominance of the principle of massing (see Pape, 1995).
    In the realm of social conflict there was also movement away from wild melees in the
    streets and fields to more controlled and coordinated activities. The difference between
    the chaos of social conflict during the French Revolution and the synchronized social
    revolutions of 1848 across Europe is perhaps the best contrast between melee and mass.
    In 1848, the telegraph enabled the revolutionaries to achieve unprecedented mass
    effects—both at the tactical level, by enabling crowds larger than ever before to assemble
    at specified sites, and at the operational level, by enabling a coordination of mass
    effects across large geographic areas, including beyond the borders of several states.
    However, massing alone could not overturn the existing European social order—just as
    massing on land and sea led to deadlock during World War I, and massed bomber formations
    suffered mightily during World War II. It would take further developments in the
    nature of massing, as eventually epitomized by Leninist doctrines, but also something
    more to unleash the ultimate potential of mass: the emergence at the social level of the
    third basic form of conflict, maneuver. It had ancient origins, but its evolution quickened
    in the 1700s and came to fruition in the 20th century.


    Maneuver Warfare

    The key elements of maneuver include complex, synchronized movements of entire
    forces, most often at a high operational tempo. The desired goal is to enlarge the battlespace
    well beyond the fixed limits imposed by mass-on-mass engagements, posing the
    prospect of massing selectively against small portions of the enemy forces—preferably,
    at what Clausewitz ([1831] 1976) and Jomini ([1838] 1992) both referred to variously as
    the “decisive point” upon which the adversary’s continued cohesion depended.
    Maneuver of this sort entails using multiple axes of advance as well as flanking movements
    to generate surprise and penetration of the enemy “front.”
    Maneuver has been around since ancient times. It has, under skillful leadership (e.g.,
    Alexander, Genghis Khan, Turenne, and Napoleon in his early years), sometimes been
    briefly ascendant over massed brute force. But, over the past century-plus, maneuver has
    grown to be generally superior to massing. This state of affairs has been brought about
    in large part by the rise of electronic communications—especially radio. Radio allowed
    the battlespace to be greatly expanded, turning armed forces into “sensory organizations”
    as well as fighting units. This combination of sensing and shooting enabled the
    emergence of doctrines of hitherto unimagined complexity and speed, and was deepened
    by the new information technology of radar, which came into its own during the
    1920s and 1930s—and which would make World War II, with its far-flung maneuver campaigns,
    so different from World War I.7 The invigorating effects of the new information
    technologies also opened the possibility of compromising the enemy’s information
    security, so as to be able to anticipate maneuvers and thwart them. Indeed, under code
    names like Ultra and Magic, such information operations played crucial roles in both the
    European and Pacific theaters during World War II (on this, see Kahn, 1993; Prados,
    1995).
    But we should not forget that maneuver has early origins. The supple checkerboard formation
    of the Roman maniples (literally “handfuls”) enabled swift, complex tactical
    movements, making the legions virtually unbeatable for centuries. Yet, few other examples
    stand out in such stark contrast to mass-oriented warfare—with the exception of the
    Mongols of the 12th and 13th centuries—at least until the emergence of Frederick the
    Great’s “oblique order” of battle, perfected over many years of campaigning, always at a
    numerical disadvantage, from the 1740s to the 1760s. Perhaps the greatest expression of
    this Prussian way of war was seen in the Battle of Leuthen in 1757, when Frederick’s army
    of 36,000 took on 80,000 Austrians. Clearly, mass alone would not suffice. The Prussians
    won a stunning victory by achieving the ultimate aim of maneuver: application of superior
    mass against a portion of the opposing force, leading to the disruption of the rest of
    the enemy army. In a day of hard fighting, Frederick’s “right hook” at Leuthen did just
    that (see Figure 3).8
    About 25 years after Leuthen, British Admiral Rodney would do at sea what Frederick had
    done on land. He would deviate from the long-held “fighting instructions” of the Royal
    Navy, which enjoined all to maintain the mass of the “line of battle.” Instead, he took part
    of his forces, maneuvering them so as to strike at a small portion of his French opponents.
    His victory at the Battle of the Saints (in the West Indies), foreshadowed Lord
    Nelson’s more systematic development of naval maneuver principles, which would be so
    brilliantly executed during the Napoleonic wars, culminating in the Battle of Trafalgar in
    1805. Napoleon himself would observe, years later while in his final exile, that it was
    British advantages in communications (the Hopham flag-hoist system) that were the key
    to the defeat of the French navy. One hundred years after Trafalgar, Japanese Admiral
    Togo would employ similar Nelsonian maneuver principles to defeat the Russian Navy at
    Tsushima—yet another battle in which the management of information allowed complex
    maneuvers to be coordinated at (relative to the time) high speed.9

    The emergence of maneuver in the aerial realm can be seen most clearly in the integration
    of ground attack aircraft with mobile armored forces in what became known as
    blitzkrieg. Indeed, this form of war, featuring the close coordination of air and ground
    forces, raised maneuver to a dominant place as a doctrine, beginning with the Battle of
    France in 194010 and the invasion of Russia in 1941, and culminating 50 years later in the
    signal victory over Iraq won by American and British mobile maneuver ground forces—
    which were as dependent upon airpower as the panzer divisions of half a century earlier.
    Indeed, in the GulfWar case, the reliance upon airpower was so great that seven weeks
    of aerial bombardment preceded mobile ground operations.11
    Another major effort to use airpower as a means of facilitating maneuver consisted of
    operations aimed at air-dropping ground forces at chosen points in the battlespace. The
    problem with this was that such drops necessarily entailed keeping the ground troops
    light (i.e., absent artillery and tanks), resulting in costly engagements for the airborne
    troops since they often had to face superior firepower. In World War II, the German invasion
    of Crete and the Allied airdrop on Arnhem are both examples of the costly consequences
    of this form of war. Later on, air maneuver with helicopters was tried, with
    similar results for the Americans in Vietnam and for the Russians in Afghanistan—even
    though, in these latter two cases, both heliborne protagonists were able, because of their
    air supremacy, to airlift in some heavier weapons (generally artillery).12
    At the level of social conflict, advances in information technologies and organizational
    methods had similarly powerful effects. Whereas, during the 19th century, social
    activism and revolution evolved from melees to massing, in the 20th century complex
    maneuver strategies began to emerge, under skillful guidance from leaders aware of their
    growing ability to mass selectively at points and moments where the governments they
    opposed were weak. Thus, although the social revolutions of 1848 all failed, the Mexican
    and Russian Revolutions of the early 20th century, occurring but a few years apart, were
    wildly successful. These revolutions involved an emphasis on the creation of mass
    organizations that could hold mass demonstrations, but they were also the harbingers of
    “maneuver-oriented” social revolutions that would, in coming decades, help bring about
    the downfall of colonial empires and the rise of both totalitarian and theocratic (i.e.,
    largely Islamic) regimes. One of the best cases of “social maneuver” was Gandhi’s nonviolent
    campaign to undermine British rule in India. This last example, although it reflects
    the selective massing—in the Indian case, for strikes and protests—that goes with
    maneuver, is also replete with (successful) efforts to overwhelm the whole British system
    of colonial governance on the subcontinent—and may thus be thought of as a case that
    involved “swarming” as well.


    Emerging Way of Fighting: Swarming

    Swarming requires complex organizational innovations and more information structuring
    and processing capabilities than do the earlier paradigms (melee, massing, and
    maneuver). While the notion of a “swarm” conjures up an image of attackers—from bugs
    to bombers—striking a target from every direction, it is less clear whether swarmers
    should operate autonomously or follow some controlling authority. In nature, swarms
    are composed of independent units whose actions are largely instinctual. In human conflict,
    swarms may be either independently targeted or guided. For example, the Vietcong
    attacks during the Tet Offensive in 1968, while ordered by Hanoi, enjoyed a very large
    degree of freedom of action—in line with Mao’s strategic dictum of “strategic centralization,
    tactical decentralization” (Griffiths, 1961, p. 114). Conversely, during the World War
    II Battle of the Atlantic, German U-boat wolfpack attacks that converged on convoys
    were tightly controlled by Admiral Doenitz’s direct orders (see Doenitz, 1959).
    The key active process of the military swarm is “sustainable pulsing,” of either force or
    fire. By this we mean that swarmers will generally take their positions in a dispersed fashion
    —much like U-boats on patrol. Then, they will be able to come together, concentrating
    their force or fire, to strike at selected targets from all directions. After a strike, they
    will be able to redisperse—not only to blanket the battlespace but also to mitigate the
    risk posed by enemy countermeasures—ready to “pulse” to the attack again, as circum-
    stances permit. This should not be thought of as a strictly military phenomenon.
    Sustainable pulsing can be undertaken in social action as well. As seen from time to time
    in Serbia, those protesting the Milosevic regime’s nullification of local elections a few
    years ago, for example, were able to assemble in very large numbers on many occasions.
    A similar effort is under way by civil society actors in Serbia now.
    Swarming has two fundamental requirements. First, to be able to strike at an adversary
    from multiple directions, there must be large numbers of small units of maneuver that
    are tightly internetted—i.e., that can communicate and coordinate with each other at
    will, and are expected to do so. The second requirement is that the “swarm force” must
    not only engage in strike operations, but also form part of a “sensory organization,” providing
    the surveillance and synoptic-level observations necessary to the creation and
    maintenance of “topsight.” Thus, swarming relies upon what Libicki (1994) calls “the
    many and the small,” as well as upon Gelernter’s (1991) notion of a command element
    that “knows” a great deal but intervenes only sparingly, when necessary. These two fundamental
    requirements may necessitate creating new systems for command, control,
    communications, computers, and intelligence (C4I).
    Even though the rise of precision-guided munitions heralds an era in which stand-off
    weapons have come into their own, we must emphasize that our notion of swarming can
    be carried out by either fire or force. Swarming from afar, through directed fire, may
    sound most appealing, but it is likely that swarming “close-in” will still be quite common.
    Swarming in force will probably be seen mainly in low-intensity conflicts, as in the operations
    of the Chechens during their 1994–1996 war against the Russians (see Arquilla and
    Karasik, 1999). But it may be especially evident in peacekeeping and/or peacemaking
    operations. The “blanketing” swarm of U.S. forces in Haiti in the wake of the American
    intervention stands out as a signal success. A capacity for swarming in force is perhaps
    the best hope today for keeping the peace in Kosovo—even though such a capacity is
    lacking and apparently is not being cultivated.
    The Haiti and Kosovo examples speak implicitly to the point that swarming in force may
    depend very much on local friendliness. When fighting takes place in populated areas—
    as opposed to a swarm-permissive desert theater with little local population to be concerned
    with, such as was featured in the Gulf War—goodwill may matter quite a bit.
    Haitians were and Kosovars would have been very accepting of the presence of U.S.
    forces. Haitians did and Kosovars would have provided valuable information to the
    swarmers. But a swarming force operating amid a hostile people would have difficulty
    moving undetected. More generally, it reflects the need to consider the conditions under
    which swarming will be more achievable and effective. It may turn out that swarming
    operations will be easier to mount when on the defensive, when one is more assured of
    22 Swarming and the Future of Conflict
    fighting on friendly terrain (e.g., see the swarming Soviet anti-tank networks that played
    such a brilliant role in defeating the German blitzkrieg in the Battle of Kursk).14
    The ultimate aim of a swarm may be less the physical destruction of an enemy—
    although much damage can be done—and more the disruption of its cohesion. Once
    deeply disrupted, the enemy will lose his ability to maneuver or fire effectively, and the
    military aims of the “swarm force” will come readily to hand. A good illustration of the
    disruptive power of a swarm can be seen in the military operations of the Zulus during
    the 19th century. Fast-moving Zulu impi, capable of marching over 40 miles per day,
    would break into small units as they went into the attack, surrounding their opponents
    and swiftly destroying their cohesion. This was swarming in force on a grand scale and
    was quite different from the flanking movements common in maneuver warfare because
    the weight of a Zulu attack was roughly equally distributed at all points. For decades,
    their way of war proved unassailably effective, and a great Zulu empire rose. Ultimately,
    the Zulus clashed with the Europeans; and they even gave hardy Boer commandos and
    British regular forces—both armed far better than they—a close run in the war of 1879
    (Morris, 1965, is the definitive study of the Zulus).
    Is swarming a realistic possibility as the next major fighting doctrine? Can it supplant the
    apotheosis of maneuver, AirLand Battle? Should it? Or is this too high a goal? Will
    Clausewitz’s “friction” and the fog of war prove intractable obstacles to swarming?
    Finally, how can swarming be conceptualized and depicted in ways that allow for doctrinal
    development and, ultimately, its practice? This last question must be asked and
    answered before any assessment of the potential merits of swarming can be judged.
    Fortunately, the analytic task is eased a bit by the presence of swarming both in nature
    and, episodically, in earlier history. An examination of these antecedents follows in the
    next chapter.

    sic transit gloria mundi

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  3. #3

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    I would take issue with the writer's attempt to emphasize aerial attacks in manuver warfare. To my mind, Operation Sealion proved that airpower was not sufficient to win territory, and everything similar attempt since then was a failure to learn from experience. In the Gulf War(s), air power served as unanswerable directed fire, not a true element of manuver and advance. However, I acknowledge that this may be mostly a difference of emPHAsis on my part. :smile

    I'm not sure if the concept of "swarming" is a misnomer, but certainly the US Army is proceeding towards this type of warfare with their new generation of indiviual combat suits. To move through a civilian population, no matter how hostile or passive, requires a superior local force, such as a tank driving through the streets. The proposed combat suits will project nearly as much power individually as an early WWII tank. This would allow very small or individual units to move through civilian traffic unassailably, then to congregate and concentrate force on localized military targets (swarming). I can envision future GI combat operations of loosely organized small teams, similar in size to a commando team of the present, that advance/patrol on land in a manner similar to the "loose deuce" formations air forces currently use to patrol/attack airspace. The suits themselves can provide vastly superior C4I, and may even be "handled" simultaneously by both the wearer and an comp intel operator at long distance. While I'm not sure I like the name "swarming", certainly combat suits will lead to the type of warfare described by the writer--at least, until the other side gets their own suits!

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    What I see as greatest problem of this swarming strategy is that it only works if your enemy is of lower quality in terms of ability.

    Two first class militaries which both had ability to use swarm would only create a huge rapidly moving melee, amusingly complete return to origins of warfare. Since enemy would have no cohesion to easily disrupt and since neither side would be willing to move into more tight formation it could become modern version of WW1 trench warfare. Of course, problem with swarming could be that individual units are still quite weak. So movement to mass could be result where enemy will tighten the ranks and seek to benefit from massed tight formation where parts of formation would have enough firepower to eliminate swarm part which is aiming at it.


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  5. #5

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    Have you read Breaking the Phalanx Username? --Similar assessment to the fundamentals of warfare.

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  6. #6

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    Originally posted by morble@Jan 7 2005, 11:54 AM
    I would take issue with the writer's attempt to emphasize aerial attacks in manuver warfare. To my mind, Operation Sealion proved that airpower was not sufficient to win territory, and everything similar attempt since then was a failure to learn from experience. In the Gulf War(s), air power served as unanswerable directed fire, not a true element of manuver and advance. However, I acknowledge that this may be mostly a difference of emPHAsis on my part. :smile

    I'm not sure if the concept of "swarming" is a misnomer, but certainly the US Army is proceeding towards this type of warfare with their new generation of indiviual combat suits. To move through a civilian population, no matter how hostile or passive, requires a superior local force, such as a tank driving through the streets. The proposed combat suits will project nearly as much power individually as an early WWII tank. This would allow very small or individual units to move through civilian traffic unassailably, then to congregate and concentrate force on localized military targets (swarming). I can envision future GI combat operations of loosely organized small teams, similar in size to a commando team of the present, that advance/patrol on land in a manner similar to the "loose deuce" formations air forces currently use to patrol/attack airspace. The suits themselves can provide vastly superior C4I, and may even be "handled" simultaneously by both the wearer and an comp intel operator at long distance. While I'm not sure I like the name "swarming", certainly combat suits will lead to the type of warfare described by the writer--at least, until the other side gets their own suits!
    Sea Lion was in my view a poor way to look at airpower. Modern day airpower with precision weapons and so on can easily decimate an enemy.

    To actually TAKE AND HOLD land..well obviously it would take ground troops. The goal of SeaLion was to make Britain drop out of the war. And it almost worked. The Allied bombing of Berlin and so on was what led Der Fuhrer to start the blitz.
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    Well, ya, that's kinda my point. Humans live on the ground, and air power cannot alter land holdings by itself. So, I think it's stretching the definitions to consider it part of manuver and advance in other than ancillary role. Ultimately I suppose it's just a quibble, but manuver and advance has to occur on the ground...

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    ...but its air power that can facilitate forward momentum for ground forces, or reverse it. airpower, has been, and still is (IMO) the key element to successful mobile opertations - or maneuvre warfare.

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    Fair enough. "Facilitate" seems the most accurate word. Air weapons are ultimately faster, more penetrating, and more powerful than anything else in modern arsenals, and woe betides the army whose enemy has air superiority. Air power is the key element of the combined arms formula that allows you to bring local force superiority to bear and thereby create effective manuver and mobility. I'm merely pointing out that air power alone can greatly enhance manuver and advance, but cannot create it.

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    i think what you're looking for here is the word opportunity. the luftwaffe airattacks against the RAf bases were an attempt to neutralise the threat of RAF fighter command and thereby create the opportunity to send transports across the channel and establish beachheads... manuevere and advance. obviously, without complete air superiority at that point, the german transports would have been quite literally sitting ducks to the RAF, therefore the airforce attacks were a necessary and fundamental part of the manourevere, creating the opportunity for ground forces to do their bit.

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    Meanwhile, airforce itself is at the same time vulnerability.

    Now, of this one I'm not sure since wars of Israel are not my exact speciality but Israeli doctrine of strong airforce backfired in one of their first two wars when Soviets send some of their new SAM technology to arabs. Efficient airdefence can neutralise effects of airforce and doctrine relying heavily on such would be in trouble as result.

    Israel did not get it's pieces together until enemy advancement had left umbrella of SAM sites which enabled aircraft to operate again. If Soviet tech had been bit more mobile, a big request with technology of the time, situation in Israel could have been very different.

    Arabs never enjoyed air superiority in the least but they had superior defence against it.


    Everyone is warhero, genius and millionaire in Internet, so don't be surprised that I'm not impressed.

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    any military doctrine has to be flexible, so that if the enemy can counter one particular varient of your warfare.. i.e. a strong airbourne attack, you have other workable methods you can adopt. alternativly, improve your airforce to counter strong SAm technology, like the Grumble Rif and other soviet export missiles and stuff... thats what an arms race is all about, having technology that is better than the enemies counter technology

  13. #13

    Default

    any military doctrine has to be flexible, so that if the enemy can counter one particular varient of your warfare.. i.e. a strong airbourne attack, you have other workable methods you can adopt. alternativly, improve your airforce to counter strong SAm technology, like the Grumble Rif and other soviet export missiles and stuff... thats what an arms race is all about, having technology that is better than the enemies counter technology

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    Anyone else realize that swarming is basically exactly the tactics from Enders Game?
    "Jamf was only a fiction, to help him explain what he felt so terribly, so immediately in his genitals for those rockets each time exploding in the sky... to help him deny what the could not possibly admit: that he might be in love, in sexual love, with his, and his race's, death." - Thomas Pynchon, Gravity's Rainbow

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  15. #15

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    Ha - Enders Game was also the first thing that came to my mind when I read this. Especially Enders' manouvers in the final battle - it is a clash of two perfect swarms and the outcome is not a melee.

    Here's a further chapter from the book:

    Swarming In Military History

    In the ancient world, swarming was a common approach to battle employed by mounted
    archers. The horse granted mobility and the bow gave an added capacity for fire at
    “stand-off” range. This was an ideal approach to war for nomadic tribes, which practiced
    swarming in their countless raids upon and wars with more settled civilizations. But this
    way of war was not limited to stateless wanderers—the Persian Empire also adopted it as
    a favored doctrine. Best known for the Parthian horsemen, who could fire while riding
    away from an onrushing opponent (the “Parthian shot”), the Persians were able to conquer
    a vast Middle Eastern empire, one that Alexander the Great conquered only after
    developing his cavalry’s own counterswarming capabilities (see Fuller, 1960; and
    Edwards, 2000). The Persians recovered their empire soon after Alexander’s death, continuing
    their military tradition of swarming—later using it to destroy the Roman legions
    of Crassus. But they would meet their match in the Byzantines, who learned to emulate
    Parthian doctrine and did so with armored cavalry who could swarm with fire or in force
    (Delbrueck, [1921] 1990; and Graves, 1938).
    Swarming was evident in ancient warfare at sea as well, the best example being the Battle
    of Salamis in the second Greco-Persian War (fought over a century-and-a-half before
    Alexander). The Persians were striving to bring Greece under their imperial control by
    sending a large expeditionary force and supporting navy to invade Attica in 480 B.C.

    Ultimately, they reached as far as Athens, at which point the Athenians abandoned their
    city for the island of Salamis—and relied on their navy to defeat the Persians. The Greeks
    were outnumbered at sea by over three to one; but their vessels were small and agile, and
    the battle was fought in narrow waters. As Themistocles, the Athenian naval visionary
    foresaw, greater maneuverability would allow the Greeks to strike at the Persians from all
    directions simultaneously, throwing them into confusion and negating their numerical
    advantage. The Greeks thus won a signal victory—using swarming—against a seemingly
    superior foe (Rodgers, 1937; Jordan, 1975; and Starr, 1989, pp. 32–34). Interestingly, the
    Japanese used a similar swarming approach at sea to defeat the second attempted
    Mongol invasion of Japan in 1281—albeit with an assist from a typhoon, after weeks of
    fighting (see Japanese views of the invasion in Sansom, 1958; and Farris, 1996).
    While the Mongols failed in their invasion of Japan, they were nevertheless the absolute
    masters of swarming in land warfare. They combined the mobility of the horse with the
    rapid, long-range fire of their horn bows to create an imposing ability to swarm either fire
    or forces. To this capability they added a very decentralized organizational structure that
    gave great leeway to local commanders. They also feigned retreats, often luring their
    opponents into loosening their battle formations while “in pursuit”—only to turn and
    swarm upon them at a propitious moment. Finally, their Arrow Riders assured the swift
    flows of important information, allowing an overall commander to have a very clear idea
    of just what his widely distributed swarming forces were up to (see in particular Curtin,
    1908; and Chambers, 1985). Many centuries would pass before other militaries would
    begin to acquire the kinds of capabilities that the Mongols demonstrated in their heyday
    in the 13th and 14th centuries.
    In the period from the Protestant Reformation, in the 16th century, to the early industrial
    era 300 years later, swarming made only fitful appearances. Most professional militaries
    opted for traditional mass and maneuver formations—but some instances in
    which it appeared were very important to the future course of history. The best example
    of this is the British naval resistance to the Spanish Armada in 1588, a campaign that saw
    a decisive shift toward the swarming of fire in naval warfare. The British strategy was to
    strike with stand-off fire at many points along the line of Spanish vessels trying to make
    their way up the English Channel. Repeatedly, the Spaniards strove in vain to close with
    the British, hoping to use their edge in numbers of sailors and soldiers to board and take
    the Royal Navy vessels. They failed, and in the war that dragged on in the wake of their
    aborted invasion, the British would build on their capability for swarming, calling
    together their “sea dogs,” from time to time, to strike out against the far-flung bastions of
    the Spanish Empire, one at a time. Sir Francis Drake was a principal developer of this
    strategic approach to swarming (see Thomson, 1972; Cummins, 1995).

    The British would find themselves on the receiving end of the next great episode of
    swarming, during the American Revolution. Beginning with the battles of Lexington and
    Concord in 1775 (Fischer, 1994),17 and continuing in varying degrees throughout the
    war, Empire forces would find themselves time and again trying to use their linear doctrine
    against opponents who were often operating in small, dispersed units that would
    come together as the occasion arose, to swarm their fire against the easy target provided
    by the mass-minded British Army. Despite the continuing effort of American forces to
    emulate massed, linear, European models of warfare, the embryonic U.S. Army would
    eventually draw important, enduring lessons about the value of resorting to omnidirectional,
    aimed fire by small groups (Weigley, 1973; Millett and Maslowski, 1994).
    Other interesting uses of swarming in “wars of liberation” were the guerrilla efforts in
    Spain against French occupation during the Napoleonic wars (1808–1814) and the resistance
    of the Italian carbonari to Austrian control of Italy in the 1820s and 1830s. The
    Spaniards—whose whole population supported the resistance to occupation—were
    wildly successful at “pulsing” their strike forces consistently against carefully targeted
    French supply columns, while the Italians failed to win freedom from Austria by this
    means. Lewis Gann argued (1970) that the Spaniards did well because the local geography
    favored them, and because the British gave them a great deal of support—including
    with a standing field army operating under Wellington out of Portugal. The Italian resistance,
    on the other hand, had no outside sponsorship, and fared poorly (on this, see also
    Ashley, 1926, pp. 56–57).
    Later in the 19th century, swarming would also fail in some colonial wars between
    advanced militaries and tribal opponents. For example, in 1879, the Zulus, after a few
    heady successes of swarming in force, were eventually defeated by the British advantage
    in fire (Morris, 1965). However, the Native Americans of the Great Plains developed a very
    good capacity for swarming, hit-and run fire against columns of settlers or cavalry, and
    gave a very good account of themselves in the Plains Wars of the 1870s (see Wellman,
    1992).
    In sum, the experience of swarming, as it has occurred in conflicts prior to the 20th century,
    has generally been good. There have been some striking successes (e.g., the Greeks
    at sea; the Mongols on land), while the failures can often be attributed to technological
    (in the case of the Zulus) or numerical (for the Plains Indians) deficiencies. Interestingly,
    these last two cases are almost the only historical examples of the defeat of swarming
    forces that fought on their own ground and enjoyed the strong support of their own
    people. This earlier historical experience offers encouraging evidence of the usefulness
    of swarming; but it should be noted that we had to search far and wide to find even these
    cases (for additional documentation, see Edwards, 2000). Swarming was not a prevalent mode of conflict prior to the 20th century. For professional military organizations and
    officers almost everywhere, the decisive incentives accrued to the development of bigger
    institutional hierarchies and weapon systems, in eras when information and communications
    systems were improving but still remained quite slow, centralized, and cumbersome—
    all of which favored the continued development of mass and maneuver
    approaches to warfare. And, as we shall see, swarming made only fitful appearances even
    in this century of “total wars.”

    Swarming in the Industrial Era

    When the leading powers shifted away from colonial warfare to fighting with each other,
    they soon found themselves embroiled in the bloodiest fighting in the history of the
    world. In World War I, the mass-industrial mode of warfare led to shocking attrition on
    both sides, with both victors and vanquished suffering grievously. None of the combatants
    was able to employ substantial maneuvers along with more direct mass attacks (see
    Liddell Hart, 1930; Keegan, 1998). By the time of World War II, the rise of mechanization
    allowed for a great deal of maneuver; but mass warfare still reigned, and attrition
    remained decisive in most theaters of the war. Ellis (1990) has argued that it was simply
    a victory of “brute force,” while Dyer (1985, p. 88) has observed that
    [n]o innovation stays a surprise for very long, and by the middle of the war, when
    German forces were fighting deep inside the Soviet Union, attrition had returned
    with a vengeance. The solution to the blitzkrieg tactic of rapid penetration was to
    make the defended zone deeper—many miles deep, with successive belts of
    trenches, minefields, bunkers, gun positions, and tank traps which would slow
    down the armored spearheads and eventually wear them away. Sometimes the
    defense would hold; sometimes there would be a successful breakthrough, but even
    then, the continuous front would not disappear. It would roll back some dozens of
    miles or hundreds of miles all along the line and then stabilize again.
    Despite the persistence of mass-based, attritional warfare in an age of mechanization,
    there were instances of odd new forms of maneuver in which lines or fronts meant little,
    and where battle formations were mostly dispersed, massing only occasionally—in
    short, where something that could accurately be called swarming took place. The clearest
    and most sustained example of swarming in World War II was the U-boat war. It commenced
    on the first day of the war in 1939 and ended on the last day of the war in 1945.
    The German submarines deployed in widely dispersed fashion, coming together to
    swarm convoys that were spotted trying to make the passage across the Atlantic. There
    were no fronts in this fight. There was only the dogged, often failing, effort to fight off the
    U-boats’ “pulsing” to the attack, then dissevering only to recombine later to resume their
    assaults.18
    In the end, the U-boats were finally beaten by improved means of detection of their
    movements—including aerial surveillance, high-frequency direction-finding equipment
    and, finally, wireless communications intercepts (see Winterbotham, 1974, pp. 83–103;
    and Kahn, 1993). As the development of the snorkel allowed U-boats to steam faster and
    farther while remaining submerged, offsetting the Allies’ air surveillance efforts somewhat,
    it was really what should be seen as “information operations” (direction finding
    and decryption) that won the Battle of the Atlantic.
    While the U-boats were offensive swarmers, some defensive swarming also arose during
    World War II. This occurred principally in efforts to deal with massed strategic bombers.
    The first such effort was mounted by the British Fighter Command, formed late in the
    1930s—just in time to play a decisive role in the Battle of Britain. The concept of operations
    was simple: Radar would be used to provide warning of the size and direction of a
    German attack, then word would go out to widely dispersed air bases, from which the
    defenders would swarm to the attack. Over a period of months, this swarming defense
    decisively defeated the German Luftwaffe (Deighton, 1977; Wright, 1969; and Wood and
    Dempster, 1961). The Germans themselves strove to emulate the British swarming methods—
    and did so with much success (see Galland, 1973).19 The British—now joined by
    the Americans—focused on information flows as the key to swarming and pioneered
    both modern electronic warfare and some aspects of information warfare in their efforts
    to counter German defenses.

    As for the use of airpower for tactical offensive swarming during World War II, the best
    example is provided by the Japanese kamikaze attacks on U.S. Navy vessels—especially
    in the struggle for Okinawa (see Feifer, 1992, pp. 195–229), where American casualties
    from kamikaze attacks came close to those incurred in the ground fighting.21 Overall,
    during the last two years of the Pacific War, the Japanese used nearly 1,300 “Zero” planes
    in kamikaze roles. These attacks resulted in the sinking of 34 U.S. Navy vessels and the
    serious damaging of 288 more. First described in Hector Bywater’s eerily prescient (1925)
    novel about a future war between the United States and Japan, kamikaze tactics consisted
    of simultaneously descending upon an enemy ship or ships from multiple directions,
    in theory—and often in practice—overloading the defense of the target vessel. Save for
    the presence of a human pilot, the kamikaze doctrine seems quite like the naval missile
    tactics that emerged in the 1970s and 1980s (see Hughes, 1986).
    By way of contrast with the kamikazes, Allied fighter-bombers during the Battle of France
    in 1944 were able to swarm without engaging in suicidal attacks. Instead, they relentlessly
    patrolled over the battlefield, constantly reporting on German force concentrations
    and coming together repeatedly to deal disruptive blows (see Figure 4). These
    fighter-bombers played a crucial role in preventing or delaying reinforcements from
    arriving during the seven weeks of hard fighting prior to General Patton’s breakout from
    Normandy. These swarms of fighter-bombers next acted defensively, stopping the
    German counterattack at Mortain, and went back on the offensive, swarming once more
    over the exposed German panzers and infantry caught in the Falaise pocket—what has
    come to be called “the killing ground” (Carell, 1960; and Blumenson, 1963). In this
    respect, the swarming air operations during the Battle of France in 1944 should be seen
    as the genesis of the devastating allied air swarms that were to decimate Iraqi forces
    during the Gulf War—as allied air forces prowled relentlessly over the battlefield, then
    converged upon Iraqi concentrations and columns time and again.
    After World War II, the Chinese People’s Liberation Army’s (PLA’s) intervention in the
    Korean War late in 1950 also featured a great deal of swarming—U.N. forces found themselves,
    again and again, surrounded by North Korean and Chinese forces that “packetized”
    themselves and infiltrated well beyond any recognized front—then attacked from
    all directions. The most dramatic example of a running fight with a hostile swarm is the
    retreat of the First Marine Division from the Chosin Reservoir (see especially Russ, 1999;
    and Hastings, 1987, pp. 128–146). While U.N. forces ultimately dealt with these swarming
    tactics, they were highly effective in rolling back the Allied forces from the Yalu River—and the argument has been made that this type of fighting might prove to be a
    very effective way of fighting against a modern mechanized army in the future (see
    Alexander, 1995).
    In summary, swarming appeared intermittently in the major wars of the 20th century.
    Only once did it lead to a decisive victory in an important campaign: the Battle of Britain
    in the fall of 1940. But in each of the other cases, from the U-boat war to the Korean War,
    swarming always had powerful tactical and operational effects—even the suicidal
    kamikaze attacks of the Japanese inflicted grievous losses.

    Perhaps these cases herald an era in which swarming can become more effective. If so, it
    may prove particularly useful to study the military experiences of the British. Britain has
    had more exposure to and experience with swarming, on both offense and defense, than
    any other actor. During World War II, the Royal Air Force formulated an air defense based
    on swarming, and then the Royal Navy coped with German swarming attacks at sea.
    Earlier, the British Army faced a great deal of swarming from colonial and tribal adversaries.
    Nor should it be forgotten that the British pioneered a kind of swarming in their
    long war with Spain in the 16th century, starting with operations against the Armada and
    culminating in a series of powerful swarming strikes against far-flung Spanish holdings
    around the world.
    In recent decades, swarming has begun to emerge more frequently, and to be practiced
    by a wider variety of actors. In what follows, insights will be drawn from this broader
    experience, helping to provide a basis for doctrinal development.
    sic transit gloria mundi

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